Data and reports
2023 Global Inclusion Report (PDF)
2023 Sustainability Report (PDF)
2023 Sustainalytics Annual Review (PDF)
2023 Sustainable Financing Report (PDF)
2023 CDP Climate Change Questionnaire (PDF)
2023 United Nations Global Compact Communication on Progress (PDF)
2022 EEO-1 Employer Information Report (PDF)
2022 Independent Environmental Assurance Statement (PDF)
2022 CDP Climate Change Questionnaire (PDF)
2022 Sustainable Financing Report (PDF)
2022 Sustainability Report (PDF)
2022 Sustainability Report: Executive Summary (PDF)
2022 Sustainability Report: Executive Summary - Spanish (PDF)
2021 Principal Asset Management UK Stewardship Code Report (PDF)
2021 UN PRI Assessment Report (PDF)
2021 Public Transparency Report from UNPRI (PDF)
2021 Sustainability Report (PDF)
2021 Sustainability Report: Executive Summary (PDF)
2021 Annual Report: English version (PDF)
2021 Annual Report on Form 10-K (PDF)
2021 CDP Climate Change Questionnaire (PDF)
Sustainable Financing Framework (PDF)
Second Party Opinion by Sustainalytics (PDF)
Principal ESG Strategy and Sustainable Financing Framework Investor Presentation (PDF)
Environmental Assurance - Stage 1 and Stage 2 Verification Report (PDF)
Global Reporting Initiative (GRI)
Our GRI Index has been prepared according to the GRI Standards Core option and represents performance data from calendar year 2023.
Task Force on Climate-Related Financial Disclosures (TCFD)
The TCFD Index enables comparable, decision-useful information for investors and other stakeholders regarding how we approach and manage climate risks and opportunities.
Sustainability Accounting Standards Board (SASB)
Principal reports to the SASB to bring industry-specific rigor to our sustainability disclosure.
Policies and statements
Anti-bribery and corruption policy
Anti-money laundering OFAC policy
Corporate governance and board and committees
Employee safety and security statement (PDF)
Fair marketing and advertising procedures statement (PDF)
Global tax policy and principles of conduct
Human rights statement - English
Human rights statement - Chinese (PDF)
Human rights statement - Portuguese (PDF)
Human rights statement - Thai (PDF)
List of corporate political contributions (PDF)
Modern slavery and human trafficking statement (PDF)
Policy for corporate political contributions
Principal AM Stewardship and Engagement policy statement (PDF)
Principal AM Sustainability Risk Policy (PDF)
Principal Asset Allocation Sustainable Investing Policy Statement (PDF)
Principal Equities Sustainability Overview (PDF)
Principal Fixed Income Sustainable Investing Policy Statement
Principal Listed Infrastructure Sustainable Investing Policy (PDF)
Principal Real Estate Sustainability Policy and Guidelines (PDF)
Proxy voting policies and procedures (PDF)
Report fraud or unethical conduct and ethics hotline
Sustainable Investing policy statement (PDF)
Sustainable procurement statement (PDF)
Transactional emails from Principal